-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AUr+WgRtIG42A9Vu1buIt632YW+H9JpEheGcSyCFMsCAYlwB7Ujf9sUG8+plTxuY lwF8oWxRieCQpEzzkC0drw== 0000899140-08-001553.txt : 20080811 0000899140-08-001553.hdr.sgml : 20080811 20080811171720 ACCESSION NUMBER: 0000899140-08-001553 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080811 DATE AS OF CHANGE: 20080811 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXPRESSJET HOLDINGS INC CENTRAL INDEX KEY: 0001144331 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 760517977 STATE OF INCORPORATION: DE FISCAL YEAR END: 0523 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78693 FILM NUMBER: 081007299 BUSINESS ADDRESS: STREET 1: 700 NORTH SAM HOUSTON PARKWAY WEST STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77067 BUSINESS PHONE: 832-353-1000 MAIL ADDRESS: STREET 1: 700 NORTH SAM HOUSTON PARKWAY WEST STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Quattro Fund, Ltd. CENTRAL INDEX KEY: 0001442577 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O QUATTRO GLOBAL CAPITAL, LLC STREET 2: 546 5TH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-201-8780 MAIL ADDRESS: STREET 1: C/O QUATTRO GLOBAL CAPITAL, LLC STREET 2: 546 5TH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G 1 q080808b.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* ExpressJet Holdings, Inc. ------------------------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 30218U108 --------- (CUSIP Number) August 1, 2008 -------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------------- -------------------- CUSIP No. 30218U108 13G Page 2 of 5 Pages - --------------------------- -------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Quattro Fund, Ltd. - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER 0 ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 19,473,435 OWNED BY EACH ------ ---------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 ------ ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 19,473,435 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,473,435 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.0% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - ---------- --------------------------------------------------------------------- This Schedule 13G is being filed on behalf of Quattro Fund, Ltd., a Cayman Islands exempted company, with respect to the common stock, par value $0.01 per share (the "Common Stock"), of ExpressJet Holdings, Inc., a Delaware corporation (the "Company"). Item 1(a) Name of Issuer: - --------- --------------- ExpressJet Holdings, Inc., a corporation formed under the laws of the State of Delaware. Item 1(b) Address of Issuer's Principal Executive Offices: - --------- ------------------------------------------------ 700 North Sam Houston Parkway West, Suite 200, Houston, Texas 77067. Item 2(a) Name of Person Filing: - --------- ---------------------- Quattro Fund, Ltd. (the "Filer"). Item 2(b) Address of Principal Business Office or, if None, Residence: - --------- ------------------------------------------------------------ 546 Fifth Avenue, 19th Floor, New York, NY 10036. Item 2(c) Citizenship: - --------- ------------ The Filer is organized as an exempted company under the laws of the Cayman Islands. Item 2(d) Title of Class of Securities: - --------- ----------------------------- Common Stock, par value $0.01 per share. Item 2(e) CUSIP Number: - --------- ------------- CUSIP number of the Common Stock is 30218U108. Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) - ------ ----------------------------------------------------------------- or (c), check whether the person filing is a: --------------------------------------------- (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act; (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940; (e) [ ] An investment adviser in accordance with ss.240.13d-1(b) (1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss.240.13d-(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). - 3 - Item 4 Ownership - ------ --------- The beneficial ownership of Common Stock by the Filer, as of the date of this Schedule 13G, is as follows: (a) Amount beneficially owned: 19,473,435 (b) Percent of class: 9.0%. This percentage is based upon the 216,935,501 shares of Common Stock outstanding as of August 5, 2008, as reported in the Company's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2008, filed with the Securities and Exchange Commission on August 8, 2008. (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 19,473,435 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 19,473,435 Item 5 Ownership of Five Percent or Less of a Class - ------ -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6 Ownership of More than Five Percent on Behalf of Another Person - ------ --------------------------------------------------------------- Other than as set forth herein, no other person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, in excess of such securities. Item 7 Identification and Classification of the Subsidiary Which - ------ ------------------------------------------------------------ Acquired the Security Being Reported on by the Parent Holding ------------------------------------------------------------- Company ------- Not applicable. Item 8 Identification and Classification of Members of the Group - ------ --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of Group - ------ ------------------------------ Not applicable. Item 10 Certification - ------- ------------- Each of the Reporting Persons hereby makes the following certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [Signatures on following page] - 4 - SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 11, 2008 QUATTRO FUND, LTD. By: /s/ Andrew Kaplan ----------------------------- Name: Andrew Kaplan Title: Director [SIGNATURE PAGE TO SCHEDULE 13G WITH RESPECT TO EXPRESSJET HOLDINGS, INC.] -----END PRIVACY-ENHANCED MESSAGE-----